0001521536-12-001238.txt : 20121207 0001521536-12-001238.hdr.sgml : 20121207 20121207153812 ACCESSION NUMBER: 0001521536-12-001238 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52113 FILM NUMBER: 121249844 BUSINESS ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 301-897-2540 MAIL ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Four Kids Investment Funds LLC CENTRAL INDEX KEY: 0001563921 IRS NUMBER: 271734710 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 17582 BOCAIRE WAY CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 212-764-1234 MAIL ADDRESS: STREET 1: 17582 BOCAIRE WAY CITY: BOCA RATON STATE: FL ZIP: 33487 SC 13G 1 q1100896_fourkids13g-spherix.htm Unassociated Document
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)


SPHERIX INCORPORATED
 (Name of Issuer)

COMMON STOCK, PAR VALUE $0.01
 (Title of Class of Securities)

84842R304
 (CUSIP Number)


November 7, 2012
 (Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[ x] Rule 13d-1(c)
[   ] Rule 13d-1(d)

(Page 1 of  6 Pages)
 
 
 
 
 
 
CUSIP No. 84842R304
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Four Kids Investment Funds, LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
46,957 (1)
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
 
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
46,957 (1)
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
 
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
46,957 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
6.79% (2)
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1)
Excludes warrants to purchase 46,957 share of common stock of Spherix Incorporated (the “Company”) at an exercise price of $6.53, which will not be effective until approval by the shareholders of the Company.
(2)
Based on 691,463 shares outstanding as of November 7, 2012.
 
 
 
 
 
Item 1(a).           Name of Issuer:

Spherix Incorporated

Item 1(b).           Address of Issuer's Principal Executive Offices:

6430 Rockledge Drive, Suite 503, Bethesda, MD 20817

Item 2(a).           Name of Person Filing.

The statement is filed on behalf of Four Kids Investment Funds, LLC (the “Reporting Person”).

Item 2(b).           Address of Principal Business Office or, if None, Residence.

17582 Bocaire Way, Boca Raton, FL 33487

Item 2(c).           Citizenship.

Florida

Item 2(d).           Title of Class of Securities.

Common Stock, par value $0.01.

Item 2(e).           CUSIP Number.

84842R304

Item 3.
Type of Person

Not applicable.

Item 4.                Ownership.

(a) Amount beneficially owned: 46,957 (1).

(b) Percent of class: 6.79% (2).

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 46,957 (1).

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 46,957 (1).

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5.                Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.                Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

(1)
Excludes warrants to purchase 46,957 share of common stock of Spherix Incorporated (the “Company”) at an exercise price of $6.53, which will not be effective until approval by the shareholders of the Company.
(2)
Based on 691,463 shares outstanding as of November 7, 2012.
 
 
 
 

 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
 
 
Not applicable.

Item 8.                Identification and Classification of Members of the Group.

Not applicable.

Item 9.                Notice of Dissolution of Group.

Not applicable.

Item 10.              Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 

 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


   
Four Kids Investment Funds, LLC
  
       
Date: December 6, 2012
By: 
/s/Alan Honig
  
   
Alan Honig
  
   
Managing Member